November 2009

Kinematics of PTTD dictate management

Photo courtesy of Douglas Richie Jr., DPM

Photo courtesy of Douglas Richie Jr., DPM

Researchers are only starting to examine how orthotic management affects foot and ankle kinematics in patients with posterior tibial tendon dysfunction. The surprising findings could change your approach to PTTD.

by Jeff Houck, PT, PhD, Christopher G. Neville, PT, MS, and Adolph Flemister, MD

Posterior tibial tendon dysfunction (PTTD) is most commonly a degenerative process that leads to tendinosis and elongation of the primary dynamic stabilizer of the medial longitudinal arch of the foot, the posterior tibial tendon. While many factors have been suggested as causes of this condition,1,2 little is known about the factors that trigger the tendinopathy. However, the profile of subjects that present with PTTD is unusual. Descriptions note that subjects with PTTD tend to be overweight, female and have other medical conditions (e.g., hypertension).1-4 Until recently, conservative approaches focused on using bracing techniques (i.e., walking boots, ankle foot orthoses, and off the shelf braces) to unload the tendon.5-9 However, some recent studies have advocated a more active approach, utilizing exercise to stimulate tendon healing and restore strength to surrounding leg muscles.5-8,10 Surgical management focuses on restoring foot alignment, repairing the spring (plantar calcaneonavicular) ligament, and replacing the posterior tibial tendon, usually with the flexor digitorum longus muscle tendon.11,12

Central to both conservative care and surgical procedures are the foot kinematics that occur before and after these treatments.12,13 Current theoretical approaches to PTTD propose that abnormal foot posture is prognostic. For example, subjects with tendinopathy and flexible foot deformity are categorized as having more severe PTTD (stage II) than subjects with tendinopathy without deformity (stage I).14-16 Further, those subjects with tendinopathy and fixed foot deformity (stage III) are considered more severe than those with flexible deformity.14-16 Until recently, the manner in which foot deformities in subjects with PTTD manifest during functional tasks like walking and heel raises has not been explored.

Figure 1

Figure 1

In an effort to test foot movement, several multisegment foot models have been introduced (Figure 1).17-22 Many appear sensitive for abnormal foot kinematics in a variety of subjects like PTTD, despite using contrasting methods.20,23-27 Studies comparing bone-mounted markers and surface markers28,29 suggest errors lower than differences expected in subjects with gross foot pathology like PTTD. To align segment coordinate systems, some studies use radiographs,12,25 others employ a jig,30 and recently the subtalar neutral (STN) position has been used.17 The STN or a jig appear reliable and do not require radiographic exposure.17,30 The foot angles defined using a STN or jig based positions differ from radiographically defined angles used clinically. Although the range of foot deformity varies, the clinical description of abnormal foot posture in subjects with PTTD includes significant alterations in the medial foot joints (talonavicular, medial cuneiform 1st metatarsal) leading to a lower medial longitudinal arch (MLA).4,11,16,31 A description of the MLA derived from a multi-segment foot model may have some utility for tracking disease progression and contributing to a new understanding of foot biomechanics.23,26 These results are applicable to the design of braces/orthotics, rehabilitation and surgical reconstruction.

The purpose of this review is to discuss the results of recent studies that examine the in-vivo kinematics of foot movement in subjects with PTTD during walking and heel raises. Alterations in foot kinematics associated with PTTD may arise from 1) alterations of the posterior tibial tendon and leg muscles, 2) decreased ligamentous support, and 3) abnormal foot kinematics. Muscle and ligament changes associated with PTTD are thought to be associated with abnormal foot kinematics that occur during walking and heel raises. Clinically, foot kinematic models are being used to improve rehabilitation programs and brace designs for treatment of PTTD.

Posterior tibial tendon

Figure 2

Figure 2

Posterior tibial tendon dysfunction primarily occurs in the tendon distal to the medial malleoli, however, atrophy of the muscle belly may occur proximally.32-34 Studies using imaging and others taking specimens at the time of surgery document that posterior tibial tendon dysfunction (PTTD) is a tendinopathy that occurs between the insertion on the navicular/cuneiform distally and proximally where the tendon wraps around the medial malleoli.32-34 The nature of the tendinopathy varies from enlargement and discoloration to tears that run the length of the tendon.32-34 The link between these changes in the tendon and muscle weakness is not clear; however, through disuse or neural mechanisms associated with pain, the posterior tibial muscle may atrophy (Figure 2). Changes in tendon structure may lead to changes in the stiffness of the tendon, resulting in greater compliance. However, theories related to tendon compliance are poorly understood and not prevalent in clinical models of care. It is probable that alterations in tendon compliance alter the mechanical role of the muscle and interact with the muscle responses.

Leg muscles

PTTD-table1Physiologic cross sectional area (PCSA), moment arm and task specificity are three factors that may contribute to the association between PTTD and foot function. Note that the PCSA of a muscle is a key morphologic measure that reflects the muscle’s ability to produce force. Of the deep compartment muscles (flexor digitorum longus, flexor hallucis longus, and posterior tibialis) the posterior tibialis muscle accounts for 60 % of the PCSA, suggesting it has the largest capacity for force output among these synergists (Table 1). A study of subjects with PTTD just prior to surgery (after an average of 40 months of failed treatment) documented fatty infiltration in 3 of 12 posterior tibialis muscles and deficits in muscle volume of 2% to 17 % compared to the uninvolved side.35 This same study documented hypertrophy of the FDL muscle. However, because the PCSA of the FDL is so small (Table 1), the effect of this adaptation is unlikely to compensate for the atrophy of the posterior tibialis muscle. This study supports the influence of PTTD on muscle volume, and hence, PCSA (hypertrophy/atrophy).

Cadaver studies suggest the posterior tibialis muscle has the largest moment arm of the deep compartment muscles for subtalar inversion and forefoot adduction.36,37 The ability of the posterior tibialis muscle to raise the medial longitudinal arch also has been noted in several studies.36,38,39 However, the ability of the posterior tibialis muscle to plantar flex the first metatarsal joint may be secondary to its role in inverting the subtalar joint and adducting the forefoot.36 Clinically, this suggests that muscle testing and exercise directed at the posterior tibialis muscle should include hindfoot inversion and forefoot adduction.

The influence of PTTD on leg muscles results in significant weakness in hindfoot inversion and forefoot adduction.40 A recent study,41 using MRI to quantify muscle metabolic activity, demonstrated that a subtalar inversion and foot adduction task was more specific than three other tasks in isolating the posterior tibialis muscle. These in-vivo studies, and the in-vitro studies noted previously, suggest that PTTD induces alterations in muscle PCSA, which lead to weakness of hindfoot inversion and forefoot adduction. This weakness likely contributes to decreased protection of important foot ligaments like the plantar calcaneonavicular (spring), talocalaneal interosseous, and deltoid ligaments. Using a hindfoot inversion and foot adduction isometric strength test may provide an early indication of posterior tibialis muscle weakness in subjects with PTTD.40

Unexplored in current studies is the role of the peroneus longus muscle. The peroneus longus muscle is a hindfoot everter at the subtalar joint. However, the peroneus longus muscle may act as a 1st metatarsal plantar flexor. Some studies43 and anecdotal observations using potted, non-weight bearing, cadaver limbs in our laboratory support the role of the peroneal longus as a 1st metatarsal plantar flexor. However, no current studies sufficiently document the effect of the peroneus longus muscle on the 1st metatarsal.

Foot ligaments

It is unclear from current studies whether ligament damage precedes muscle weakness or follows muscle weakness as a result of PTTD. In subjects with PTTD, MRI studies document high signal intensity, suggesting damage, in the spring ligament, deltoid ligament and interosseous talonavicular ligaments.31,43 Interestingly, the plantar fascia is less commonly involved31 which indicates the windlass mechanism may still function to raise the arch of the foot. The influence of the loss of ligament integrity on muscle function is evident from studies of induced flatfoot. Niki et al38 tested the ability of the posterior tibialis muscle to raise the medial longitudinal arch before and after inducing flatfoot. After flatfoot was induced, the posterior tibialis muscle was less effective at raising the medial longitudinal arch. Similarly, the posterior tibialis demonstrates higher metabolic activity when asymptomatic subjects with pes planus wear orthotics during exercise than when they do not wear orthotics.44 These in-vitro and in-vivo studies suggest a link between the posterior tibialis muscle’s effectiveness at raising the medial longitudinal arch and foot alignment. The flatfoot models suggest that as ligament function fails, the posterior tibialis muscle is less effective at raising the medial longitudinal arch. This may occur as a result of a decreased moment arm and/or a change in angle of pull of the muscle, however, this has not been studied. Through friction45,46 or other mechanisms, these alterations in alignment as a result of ligament damage may predispose subjects to PTTD. Whether weakness precedes tendinopathy or vice versa is not clear, however. What is clear from these studies is that ligament damage, and therefore flatfoot deformity, is strongly associated with PTTD.

Abnormal foot kinematic patterns

Calcaneal Plantar Flexion

Calcaneal Plantar Flexion

Most studies using multi-segment foot models note that subjects with PTTD walk with abnormal foot kinematics consistent with flatfoot deformity.20,23-27,47,48 Using in-vivo techniques, several recent studies documented kinematic differences between controls and subjects with PTTD.20,23-27,47 Although these in-vivo techniques may not represent movements of individual joints (e.g., talonavicular joint), studies suggest these models can be accurate for estimates of muscle length and some individual bone motions.28,29,49 In general, these in-vivo foot models provide a gross measure of relative forefoot (metatarsals) and hindfoot (calcaneus) movements. These limitations notwithstanding, in-vivo recordings show that subjects with PTTD walk with greater hindfoot eversion, forefoot dorsiflexion and forefoot abduction during stance phase than controls do.20,23-27,47 This dynamic posture generally matches the flatfoot deformity that is described from static weight bearing measurements.4,16 However, some differences are only apparent during an analysis of walking.

Sagittal plane flatfoot deformity during walking generally matches static foot deformity in subjects with PTTD, with some exceptions. With PTTD, the first metatarsal movement in the sagittal plane across stance is shifted

First Metatarsal Plantar Flexion

First Metatarsal Plantar Flexion

toward greater dorsiflexion, but essentially matches the pattern of movement of the controls (Figure 3).23,25,26 This static position across midstance reflects the forefoot’s positional fault associated with greater dorsiflexion or a lower medial longitudinal arch in the subjects with PTTD.23 Further, it should be noted that in both controls and subjects with PTTD, the forefoot remains dorsiflexed until late stance, but is stationary throughout midstance.23 The lowering of the medial longitudinal arch that occurs is a result of excessive calcaneus plantar flexion movement in early stance and midstance. Studies of more severe subjects with PTTD show similar patterns with more pronounced kinematic differences between PTTD subjects and controls.25 Studies of bilateral heel raises comparing subjects with PTTD and controls show similar findings, suggesting the same patterns apply to other common movements.48

The forefoot movement in the transverse plane appears to exaggerate flatfoot deformity at the transition from stance to swing.25,26 In controls, at the transition from stance to swing, the forefoot moves into 10º to 15º of adduction, which contributes to raising the medial longitudinal arch of the foot.25,26 In subjects with stage II PTTD, failure to adduct the

Figure 3

Figure 3

forefoot at the transition from stance to swing leads to an exaggeration of forefoot abduction by approximately 10º to 15º.25,26 Therefore, while sagittal plane forefoot dorsiflexion/plantarflexion follows the overall pattern of the controls but is just offset toward greater dorsiflexion, the transverse plane forefoot pattern is not simply an offset in kinematic pattern. The consistency of this observation may depend on severity of foot deformity. Nevertheless, this discrepancy may indicate independent movement of the forefoot and hindfoot in the transverse plane.

To understand abnormal kinematics of the foot, proposed locking mechanisms within the foot are important to understand. Studies note that hindfoot inversion, induced by the posterior tibialis and other subtalar inverters, is thought to lock the midfoot (i.e., talonavicualar and calcaneocuboid joints) to stiffen the foot to handle the plantar flexor force after heel off.50 When the locking mechanism is tested in a cadaver model, hindfoot inversion limits sagittal plane forefoot motion (plantar flexion/dorsiflexion) but has minimal effect on transverse (abduction/ adduction) or frontal plane (internal/external rotation) forefoot motion.51 This in-vitro study suggests increased stiffness of the midfoot in the sagittal plane but not the transverse plane.51 Current in-vivo data of subjects with PTTD walking demonstrate greater eversion across stance compared to controls.23,25,26,48 These in-vivo data support the concept of some independence of forefoot and hindfoot movement in the frontal plane. In healthy controls, a recent study using in-vivo foot modeling also noted patterns that do not match the proposed coupling patterns.52 This independence is a key finding of the in-vivo foot data, which suggests that treatments directed at controlling hindfoot eversion alone may not limit forefoot movement.

Improving clinical management

Recent studies suggest bracing may be an effective management strategy for subjects with PTTD, but are not supported by studies of their effects on foot movement. Several studies have examined the outcomes of orthotics, braces, and physical therapy treatment for subjects with PTTD.6-8,13 Examples include a prospective single cohort study using a custom-molded leather and polypropylene AFO.6 Subjects utilizing this brace were successful in relieving pain in 90% of patients after 12 months; however, when used clinically the brace can be cumbersome and is expensive.6 Chao et al8 reported that 33 out of 49 subjects showed improvement in pain, limp, ambulation, and the use of assistive devices using either a medial posted shoe insert or molded ankle foot orthotic. More recently, Lin et al9 reported a 60% rate of satisfaction at 7-10 year follow up in subjects with PTTD who had been treated with a double upright ankle foot orthosis. Bracing in conjunction with physical therapy has also been found to be effective (in terms of subjective and functional outcomes) in 83% of patients with stages I and II PTTD.5 None of these studies evaluated the influence of these various modalities on foot kinematics.

Recent studies are examining the influence of various brace designs on the abnormal movement associated with PTTD.53 An off the shelf brace was determined to be efficacious for controlling hindfoot movement consistently across subjects, but was less reliable for forefoot transverse and sagittal plane movements.53 The kinematics of two out of 10 subjects showed exaggerated forefoot abduction or dorsiflexion. In one of those two cases, the fit of the device was poor, and in the second case, the severity of the foot deformity was advanced. Further, only small improvements in hindfoot and forefoot angles were noted in the other eight subjects. These results suggests efficacy of the off the shelf device if a small correction in deformity is desired, except when fit is poor and flatfoot deformity is severe. They also indicate that if improving joint angles is important for altering clinical status, further changes in brace design are desirable.

A follow up case study compared the effects of two custom and one off the shelf braces on foot kinematics in a subject with severe flatfoot deformity and PTTD.54 It was hypothesized that the custom fit of the solid ankle ankle foot orthosis would lead to the greatest correction of foot deformity. Surprisingly, the custom articulated ankle foot orthosis was superior to a custom solid ankle foot orthosis and an off the shelf design for improving flatfoot kinematics. The hypothesized mechanism of the jointed ankle design focused on the improved function of the plantar flexors and other extrinsic muscles of the foot, while providing support on the plantar aspect of the foot. Allowing the ankle to move was hypothesized to increase extrinsic muscle control of the foot and ankle, which in turn improved foot kinematics. A further benefit of the jointed ankle foot orthosis is that it may minimize weakness of the ankle plantar flexors that may be induced by a solid ankle foot orthosis. No custom or off the shelf inserts were tested in this study because of the severity of the deformity, which the hindfoot control provided by the hinged ankle foot orthosis was believed to address. As more studies like these emerge, continued modifications to brace design and clinical recommendations are expected.

Jeff Houck, PT, PhD, is an associate professor in the department of physical therapy at Ithaca College- Rochester Campus, Center for Foot and Ankle Research, Rochester, NY. Christopher G. Neville, PT, MS, is an assistant professor in the department of physical therapy at SUNY Upstate Medical Center, Syracuse, NY. Adolph Flemister, MD, is an associate professor in the department of orthopedic surgery at the University of Rochester Medical Center, Rochester, NY.

Statement of Sources of Grant Support

The authors are grateful for support from the National Institute of Arthritis and Musculoskeletal and Skin Diseases (Grant #: 1R15ARO54507-01A1).


The authors would also like to acknowledge the efforts of Candace Nomides, Jen Churey and Kelly Van Vlack who assisted with data processing.


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Figure Captions:

Figure 1. The picture to the left shows the various markers that are placed on the foot to model the foot as separate segments. The animation to the right shows the resulting 3 dimensional coordinate systems that are used to derive in-vivo foot kinematics.

Figure 2. This 80 y.o. male subject with stage III PTTD shows marked decrease of cross sectional area of the posterior tibialis muscle (purple) and increased cross sectional area of the flexor digitorum longus muscle (light blue) and little change in the flexor hallucis longus muscle (Brown) . F = Fibula and T = Tibia

Figure 3. The graphs above show the calcaneus segment (A) and 1st Metatarsal (B) segments in the global axes during the stance phase of walking. Grey lines = Controls and Black lines = Posterior Tibial Tendon Dysfunction (PTTD) participants. While the calcaneus plantar flexes, the 1st metatarsal is stationary. In the PTTD subjects the medial longitudinal arch is lowered (shown in red to the left) as a result of higher calcaneal plantar flexion and a position of higher 1st metatarsal dorsiflexion (φ) the medial longitudinal arch lowers.

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